Industries Financial Services

Today's financial services executives face an ever-changing litany of challenges and competitive threats. At Berenfeld Spritzer, we understand and have experience in helping companies in the financial industry remain at the top of their game.

We are well versed in the intricacies of regulatory issues and requirements. Plus, we are sensitive to the need to maintain extremely tight internal controls and follow strict polices and procedures.

Many banks, stock brokerage firms, mortgage bankers, investment money managers, and mutual funds have used our tax, audit and consulting services. We also are experienced in providing audits to such regulators as the Securities and Exchange Commission, Federal Reserve Bank, Office of the Comptroller of Currency, and the National Association of Securities Dealers, Inc. A summary of our services include: